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The operational due diligence (ODD) process vets an investment manager’s internal controls and operational risk management. It’s clear that growing choice in the alternative investment sector is being
The operational due diligence (ODD) process vets an investment manager’s internal controls and operational risk management. It’s clear that growing choice in the alternative investment sector is being
In recent news, SEC Commissioner Kara Stein reached out to Chairman Jay Clayton with the suggestion to expand the scope of Regulation Systems Compliance and Integrity, an SEC rule. More commonly refer
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